BLUEPRINT FOR A MORE EFFECTIVE FAMILY COURT INTAKE PROCESS AND BEYOND:
OPENING THE UMBRELLA TO PROCESS FAMILY COURT CASES
TASK FORCE ON FAMILY COURT INTAKE RECOMMENDATIONS: UNIVERSAL MODEL FOR FLORIDA FAMILY COURTS FOR PROCESSING CASES FROM INTAKE THROUGH OUTCOME
The FLAFCC Task Force deeply appreciates the contributions of all those involved in this collaboration.
SELF-REPRESENTED PARTIES IN THE COURTS COMMITTEE RECOMMENDATIONS AND RESOURCES
TRIAGE COMMITTEE RECOMMENDATIONS AND RESOURCES
CASE MANAGEMENT COMMITTEE RECOMMENDATIONS AND RESOURCES
TECHNOLOGY COMMITTEE RECOMMENDATIONS AND RESOURCES
Introduction:
In 2001, the Florida Supreme Court Steering Committee on Children and Families presented its vision for a uniform family court intake system. To date, there has been no integrated approach in applying the Steering Committee’s recommendations, which remains timely today as Florida Family Court Divisions struggle to manage the ongoing influx of cases in a way that better meets the needs of the parties throughout the duration of their court process.
Inspired by information gleaned from Association of Family and Conciliation Court’s (AFCC) Annual Conferences, in 2017 Robert J. Merlin, Esquire, Hon. Sandy Karlan (ret.), and Linda Fieldstone, M.Ed., approached FLAFC (Florida Chapter of AFCC) to spearhead a Task Force on Family Court Intake (“Task Force”). The FLAFCC Board of Directors was enthusiastic, recognizing the benefits for the future of Florida’s Family Courts.
The Task Force Co-Chairs, Robert J. Merlin, Esquire, Hon. Sandy Karlan (ret.), and Linda Fieldstone, M.Ed., began a statewide collaborative effort to gather existing options from Florida Circuits and other jurisdictions, nationally and internationally; compile research; create a “wish list”; and review the possibilities. Peggie Ward, Ph.D., joined the efforts as a fourth Co-Chair in 2018. Through presentations at two FLAFCC Conferences, the Task Force engaged others who joined our mission, including Family Court Managers, representatives of the clerks’ offices, magistrates and members of the judiciary.
The Task Force began its first step of data gathering by creating a survey to ascertain the current intake procedure for family matters in each Florida circuit, what was working well and what was needed to improve their intake process. Simultaneously, the Task Force was involved in an outreach beyond Florida to explore family court intake systems that were being used and working well in the U.S., Canada, and other jurisdictions, as well as program and procedural limitations. Resources were collected and reviewed, including academic and institutional information. Click here for Resources.
Four components of the Family Court Intake system were then identified and committees were created to address: Self-Represented Parties (SRPs), Triage, Case Management, and Technology. Each Task Force Co-Chair facilitated one of the four committees, which were comprised of members who self-selected their area of interest. While it was first anticipated that the committees would work rather independently, it soon became clear that a far more nuanced process was required. Providing information to SRPs, facilitating triage, implementing case management, and utilizing technology are not limited to intake procedures only; they are integral to the entire flow of each case, from beginning to end. Soon, all of the committees were collaborating with an integrated approach to triage and case management, including the use of technology, whether parties were or were not legally represented.
The FLAFCC Family Court Intake Task Force recognizes the tremendous efforts of all those involved, including those contributing to the development of committee recommendations, as well as those who provided initial feedback and information. Special appreciation goes to General Magistrate Kristen Smith-Rodriguez, Kim Stephens, Bailey C. Smith, and Judge Lee Schreiber for their outstanding efforts.
On December 5, 2020, the FLAFCC Family Court Intake Task Force presented its recommendations to the Board of Directors of FLAFCC. We believe that this model includes an integrated approach toward Family Court Intake that best serves each Florida circuit/county and their constituents, thereby “Opening the Umbrella to Processing Family Court Cases.”
TASK FORCE RECOMMENDATIONS
FLAFCC TASK FORCE ON FAMILY COURT INTAKE
SELF-REPRESENTED PARTIES IN THE COURTS COMMITTEE
RECOMMENDATIONS AND RESOURCES
The charge of the Self-Represented Parties (“SRPs”) in the Courts Committee was to identify best practices and/or recommend solutions to frequent barriers self-represented parties encounter while navigating the Florida family court system. SRPs are defined as individuals who file an action in the court who is not represented by an attorney. It is estimated that annually 72% of court cases involve at least one SRP in the United States’ domestic relations courts. This is why the efforts to improve SRPs experiences are so vital. When consistent best practices are implemented by the court, court support staff, clerks and other individuals with whom the SRPs have contact, the parties’ experiences with the court and legal system will surely improve.
How do we provide better outcomes to SRPs? Cases often resolve faster and with outcomes that are more desirable when the court and parties actively participate. With participation, the parties receive guidance from the court (reference to forms and the rules of procedures, discovery tools, and statutory requirements) which allows SRPs to better present their case and provides more opportunities for case resolution. SRPs prefer and need a mix of services that include administrative support, legal information, and legal advice through online and in-person help. From the perspective of SRPs, simple encouragement and assurances can sometimes be as meaningful as legal help from a person trained in court procedures and resources, or from attorneys providing legal advice. SRPs are skilled at identifying the level of help they want at a given time and are likely to utilize multiple modalities over the course of a case.
The recommendations of the Self Represented Parties in the Courts Committee are as follows:
FAMILY LAW PROCESS FOR SELF REPRESENTED PARTIES FLOW CHART
DISSOLUTION OF MARRIAGE FLOW CHART FOR SELF-REPRESENTED PARTIES
AVOID COMMON MISSTEPS FOR SELF REPRESENTED PARTIES
MOCK AFFIDAVIT OF DILIGENT SEARCH
EVIDENCE DISCOVERY (Judge Taylor)
Contributing members of the Self Represented Committee are: Facilitator Dr. Peggie Ward, Ph.D., Co-Chairs Bailey Smith (12th) and General Magistrate Kristen Smith-Rodriguez (18th) and Pamela Anderson (1st), Tammy Mancini and Courtney Pringle (7th), Anne Marie Schuller (8th), Yumaris Pichards and Roberta Walton (9th), Andrea Small, Jennifer Steimle (10th), and Victoria Duponty (16th).
FLAFCC TASK FORCE ON FAMILY COURT INTAKE
TRIAGE COMMITTEE RECOMMENDATIONS AND RESOURCES
The charge of the Triage Committee was to develop recommendations regarding the initial responses and possible pathways from initial filing and throughout the court process that would foster the best possible and least conflictual outcomes for those seeking resolution through the Family, Domestic Violence and Unified Family Court Divisions of the Florida Circuit Courts. The triage process should be used to identify the best pathway and services for each unique family depending on changes in family structure, the needs of the family system as well as each parent and child individually, and the level of conflict within the family.
The Triage Committee recommends the following triage process, to be implemented for every case as follows:
The chart below delineates the most appropriate process according to each conflict level. Referrals to services indicated by the triage questionnaire are reliant upon those available by location, cost/affordability and language spoken. Cases in which the parties do not require services to move through their court process effectively can move directly to their final hearing or enter an uncontested final order.
CONFLICT LEVEL | POSSIBILITY OF RESOLUTION | PROCESS INDICATED |
Low Conflict or No Contest(Few if any resources) | Can resolve with information and little or no dispute resolution process | Parent Education, Resource Referrals, Mediation |
Medium Conflict(Some resources necessary to facilitate case flow) | Can resolve with input/recommendations and/or professional team in Collaborative Process | In addition to those above: Coparenting Facilitation, Issue Focused Evaluation, Collaborative Process |
High Conflict(More extensive resources necessary to facilitate case flow) | Requires more extensive conflict resolution and coparenting oversight | In addition to those above: Intensive Parent Education,Parenting Coordination, Social Investigation,Parenting Plan Evaluation, Guardian ad Litem,Relocation Risk Assessment,Mental Health Assessment,Psychological Evaluation of Adult/Child,Substance Misuse/Abuse Evaluation,Supervised Parenting Time,Therapeutic Parent-Child Therapy/Visitation,Family Therapy Reunification Specialist,Domestic Violence/Intimate Partner Violence Services |
Significant Financial Issues(Resources pertinent to finances and distribution necessary to facilitate case flow) | Requires independent financial experts, Certified Public Accountant (CPA) | Business Valuation/CPA, Real Estate Appraisal, Retirement Plan Valuation, Mediation, Certified Divorce Financial Analyst, Vocational Evaluation, Collaborative Process |
List of community resources or 211 Available at any time to facilitate participation of party toward case resolution |
Note: The Intake Committee places great emphasis on the role of the triage questionnaire within the court and how it could be maintained by an intake staff or Case Manager through a tangible file or ideally electronically:
Florida Supreme Court
Judge/General Magistrate completes and disseminates Initial Case Management Form to the parties and their attorneys, if any, which provides notice of possible referrals to consider during the hearing, as indicated by triage questionnaire.
Note: Authority to send recommendation to the Judge/General Magistrate:
A judge shall accord to every person who has a legal interest in a proceeding, or that person’s lawyer, the right to be heard according to law. A judge shall not initiate, permit, or consider ex parte communications, or consider other communications made to the judge outside the presence of the parties concerning a pending or impending proceeding except that:
(i) the judge reasonably believes that no party will gain a procedural or tactical advantage as a result of the ex parte communication, and
(ii) the judge makes provision promptly to notify all other parties of the substance of the ex parte communication and allows an opportunity to respond.
FAMILY COURT TRIAGE GLOSSARY OF TERMS FOR SERVICES
FAMILY COURT TRIAGE QUESTIONAIRE
FAMILY COURT CASE MANAGEMENT SUMMARY FOR RESOURCE REFERRAL
FAMILY COURT ORDER SETTING JUDICIAL CASE MANAGEMENT CONFERENCE
Contributing members of the Triage Committee are: Facilitator Linda Fieldstone, M.Ed., and Hon. Mary Polson (1st), Patricia Sullivan (6th), Yumaris Pachardo, Celia Lopez Portobanco, and Carmen Torres (9th), General Magistrate Kristen Smith-Rodriguez (18th), Hon. Lee Schreiber and Amanda See (20th). Members of the Case Management Committee also collaborated, including Co-Chairs Kim Stephens (2nd) and General Magistrate Kristin Smith-Rodriguez (18th) , and Andrea Small (10th), Cathy Cox (15th), and Robert Grieper (17th).
FLAFCC TASK FORCE ON FAMILY COURT INTAKE
CASE MANAGEMENT COMMITTEE RECOMMENDATIONS AND RESOURCES
The charge of the Case Management Committee was to develop recommendations regarding a Model Family Law Case Management process. Effective case management is crucial for the parties and the court from initial filing through completion of each case. Case Management’s primary focus should be a customer service-based approach. The parties’ experiences with the court and legal system will significantly improve when consistent best practices are implemented throughout their court process.
Case management is an integral part of all family law cases. Cases often resolve faster with better outcomes when the court and parties actively participate. With participation, the parties receive guidance from the court (reference to forms, the rules of procedures, discovery tools, and statutory requirements) which allows the parties to better present their case and provides more opportunities for case resolution. When parties are informed, they also file fewer motions requiring hearing time.
Case management is defined as case differentiation, case coordination, and case monitoring. In their 2001 report, the Family Court Steering Committee these components of case management were clarified: “Case differentiation means that a case should be evaluated at the outset to determine the appropriate resources for that case and the appropriate way to handle that case. Case coordination requires that the judicial system identify all cases involving that family. Case monitoring requires a continued attention to the needs of the children and family as the case moves through the judicial system so that the appropriate court resources are made available and linkages to appropriate community resources are facilitated.” In Re: Report of the Family Court Steering Committee, 794 So. 2d 518, 529 (Fla. 2001).
The process of triaging a case and educating self-represented parties are intertwined with case management. The case management process begins with triage (prioritizing and screening) so the court can be properly informed and is better able to efficiently manage the case. The courts simply have insufficient resources to effectively address all cases without appropriate screening, providing adequate information to SRPs targeted to their needs, and tracking each case expeditiously through the best-suited process for the parties.
The Case Management Sub-Committee created a Model Case Management Flow Chart that outlines the processes that should be implemented for case management of family matters, which includes procedures for self-represented parties and triage, as well as Unified Family Court to ensure that related family cases are heard before one judicial officer and conflicting orders are not entered (see “Protocol for Handling UFC Cases”). The case management model (see Integrated Case Flow Chart) should apply equally to all related court family cases.
The recommendations of the Case Management Committee are as follows:
DISSOLUTION OF MARRIAGE INTEGRATED CASE FLOW CHART A
DISSOLUTION OF MARRIAGE INTEGRATED CASE FLOW CHART B
Protocol for Handling UFC Cases
Contributing members of the Case Management Committee are identified by name and circuit: Facilitator Hon. Sandy Karlan (ret., 11th), Co-Chairs Kim Stephens (2nd) and General Magistrate Kristen Smith-Rodriguez (18th), and Courtney Pringle (7th), Celia Lopez Portobanco, and Carmen Torres (9th), Tara Kranz and Cathy Cox, (15th), Robert Grieper (17th), and Carol Cochran (19th).
FLAFCC TASK FORCE ON FAMILY COURT INTAKE
TECHNOLOGY COMMITTEE RECOMMENDATIONS AND RESOURCES
The severe acute respiratory syndrome coronavirus 2(SARS-CoV-2), more commonly known as the COVID 19 pandemic, has forced the judicial system to adopt new technology platforms, demonstrated that remote access can benefit the public and the Family Court system, and identified virtual practices during court proceedings that should be further pursued and developed. Technology gives the Family Court System an opportunity to dramatically increase its efficiency and to better serve the public. For example, scheduling more virtual hearings will enable more parties to attend the hearings, it will reduce the amount of time attorneys and parties need to spend in a courthouse, it will enable judges and magistrates to better manage their calendars, and it will enable judges and magistrates to better manage their cases.
The Technology Subcommittee makes the following recommendations:
These recommendations are not exhaustive; the Florida Courts Technology Commission (https://www.flcourts.org/Resources-Services/Court-Technology) is continuing to consider innovations in technology that could improve the Family Court process.
There are balancing interests between public access protected by the Florida Constitution and the ability to make virtual hearings accessible to the public. In some circuits and courts, only parties and their attorneys are advised how to access a virtual hearing. The Family Court System needs to work on the competing interests in providing public access to matters before the court and protecting the privacy of parties. The clerk or other designated court staff should be vigilant in protecting the privacy of parties, while simultaneously ensuring that the courts are open, as required by Florida Statutes Chapter 119 and Rule 2.420 of the Florida Rules of Judicial Administration.
Contributing members of the Committee were: Facilitator Robert J. Merlin, Esquire, Cathy Cox (1st Circuit), Kim Stephens (2nd Circuit), Michelle Ardibily and Anna Kraweic (6th Circuit), Courtney Pringle (7th Circuit), Lourdes Diaz, Yumaris Pichardo, Celia Lopez Portobanco, and Hon. Diana Tennis (9th Circuit), Andrea Small and Carmen Torres (10th Circuit), Craig Fabrikant, Ph.D., Paulina Skerett and Mary Lou Cuellar-Stilo (13th Circuit), Tara Kranz (15th Circuit), Maria Gonzalez and Robert Grieper (17th Circuit), Debbie Mravic (20th Circuit), and Katrina Volker from Our Family Wizard.
For more information contact Task Force Co-Chairs:
Robert J. Merlin (rmerlin@merlinlaw.com); Hon. Sandy Karlan (ret.) (Karlanresolutions@gmail.com); Linda Fieldstone, M.Ed. (Lindafieldstone@outlook.com); Peggie Ward, Ph.D. (drpeggieward@gmail.com)